RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Clifford Martin Stanbrook
IRN CMS01119
- CF21 Investment Adviser (2 Jul 2004 to 6 May 2005)
- CF22 Investment Adviser (Trainee) (24 Sep 2003 to 2 Jul 2004)
Clifton Edward Froggett
IRN CEF01044
- CF22 Investment Adviser (Trainee) (19 Jan 2007 to 11 Sep 2007)
Clinton Mark Turner
IRN CMT00008
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
Clinton Roger Martin Friend
IRN CRF00017
- CF21 Investment Adviser (19 May 2004 to 7 Nov 2005)
- CF22 Investment Adviser (Trainee) (20 Apr 2004 to 19 May 2004)
Clive Alexander Black
IRN CAB00089
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (15 Aug 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Aug 2002)
Clive Andrew Charlton
IRN CAC01167
- CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- CF22 Investment Adviser (Trainee) (1 Mar 2007 to 31 Oct 2007)
Clive Andrew Quinn
IRN CAQ01004
- CF30 Customer (1 Nov 2007 to 18 Apr 2009)
- CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)
Clive Hinchcliffe
IRN CAH00046
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2005)
Clive Hugh Ashman
IRN CHA01012
- CF22 Investment Adviser (Trainee) (12 Jul 2006 to 6 Oct 2006)
Clive Ian Taylor
IRN CIT00002
- CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.