RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Clare Elizabeth Woodhouse
IRN CEW01070
- CF22 Investment Adviser (Trainee) (25 Jan 2007 to 1 Jun 2007)
Clare Louise Gosling
IRN CLG01058
- CF1 Director (30 Mar 2012 to 31 Jul 2013)
Clare Margaret Fairfield
IRN CMF01067
- CF22 Investment Adviser (Trainee) (16 Mar 2006 to 15 Dec 2006)
Clare Marie Allen
IRN CMA01041
- CF22 Investment Adviser (Trainee) (15 Sep 2004 to 16 Sep 2005)
Clayton James William Cumming
IRN CJC00065
- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2007)
Clement Paul McCormick
IRN CPM00010
- CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)
Cliff Fowler
IRN CLF00005
- CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2006)
Clifford Francis Thomas
IRN CFT00005
- CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2002)
Clifford Harrison
IRN CXH00073
- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2005)
Clifford Ian Cook
IRN CIC00004
- CF21 Investment Adviser (10 Apr 2003 to 1 Dec 2003)
- CF22 Investment Adviser (Trainee) (21 May 2002 to 10 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.