RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher Roy Hatton
IRN CRH01100
- CF30 Customer (1 Nov 2007 to 22 Jul 2008)
- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 31 Oct 2007)
Christopher Ryszard Michal Iwancz
IRN CRI00003
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
Christopher Scott
IRN CXS01635
- CF22 Investment Adviser (Trainee) (17 Mar 2006 to 30 Jun 2006)
Christopher Shaun Moody
IRN CSM01057
- CF22 Investment Adviser (Trainee) (3 Nov 2003 to 21 Nov 2003)
Christopher Sidney Steventon
IRN CSS01050
- CF30 Customer (1 Nov 2007 to 21 Mar 2008)
- CF22 Investment Adviser (Trainee) (19 Sep 2007 to 31 Oct 2007)
Christopher Simon Ebbs
IRN CSE00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
Christopher Slack
IRN CXS01479
- CF22 Investment Adviser (Trainee) (14 Aug 2003 to 24 Oct 2003)
Christopher Stephen Watkin
IRN CSW00011
- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2003)
Christopher Stewart Brown
IRN CSB00011
- CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2006)
Christopher Stuart Murray
IRN CSM01054
- CF22 Investment Adviser (Trainee) (23 Apr 2003 to 8 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.