Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Financial Solutions (Cheshire) Limited
FRN 489234
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (5 Jan 2009 to 30 Sep 2018)
- CF1 Director (5 Jan 2009 to 8 Dec 2019)
- CF30 Customer (5 Jan 2009 to 8 Dec 2019)
- CF8 Apportionment and Oversight (5 Jan 2009 to 31 Mar 2009)
- CF11 Money Laundering Reporting (5 Jan 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Jan 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.