RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher Joseph Haim
IRN CJH01210
- CF22 Investment Adviser (Trainee) (28 Sep 2002 to 16 Jul 2003)
Christopher Joseph Holland
IRN CJH01203
- CF21 Investment Adviser (2 Apr 2003 to 10 Dec 2003)
- CF22 Investment Adviser (Trainee) (3 Apr 2002 to 2 Apr 2003)
Christopher Julian Potter
IRN CJP01166
- CF30 Customer (6 Feb 2008 to 18 Jul 2008)
Christopher Kenneth Nugent
IRN CKN01005
- CF22 Investment Adviser (Trainee) (17 Mar 2005 to 10 Feb 2006)
Christopher Lawrence Grigg
IRN CLG00004
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher Leigh Hunter
IRN CLH01055
- CF21 Investment Adviser (8 Oct 2003 to 31 Oct 2003)
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 8 Oct 2003)
Christopher Lelliott
IRN CML01102
- CF30 Customer (5 Jul 2010 to 10 Jan 2011)
Christopher Leslie Binns
IRN CLB00032
- CF21 Investment Adviser (1 Dec 2001 to 7 May 2004)
Christopher Lumb
IRN CXL00067
- CF21 Investment Adviser (8 Mar 2002 to 20 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Christopher Mark Cleary
IRN CMC00025
- CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.