RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Doak
IRN AXD00070
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)
Alan Dodds
IRN AXD00180
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2003)
Alan Douglas Bradshaw
IRN ADB01194
- CF30 Customer (23 Jul 2008 to 9 Dec 2010)
Alan Edward Hodgson
IRN AEH01051
- CF21 Investment Adviser (28 Apr 2004 to 25 Mar 2005)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 28 Apr 2004)
Alan Ellwood
IRN AXE00027
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2004)
Alan Eric Hudson
IRN AEH00006
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
Alan Fenn
IRN AXF00045
- CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2005)
Alan Finbarr O'Sullivan
IRN AFO01004
- CF30 Customer (1 Nov 2007 to 27 Jun 2008)
- CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
Alan Foskett
IRN AXF00041
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan George Franklin
IRN AGF01030
- CF30 Customer (1 Nov 2007 to 2 Nov 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.