RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher John Richards
IRN CJR01143
- CF22 Investment Adviser (Trainee) (19 Jun 2006 to 23 Feb 2007)
Christopher John Russell
IRN CJR01142
- CF22 Investment Adviser (Trainee) (26 May 2006 to 3 Aug 2006)
Christopher John Scawn
IRN CJS01284
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (16 Aug 2006 to 31 Oct 2007)
Christopher John Snaith
IRN CJS00048
- CF21 Investment Adviser (27 Feb 2002 to 21 Mar 2003)
Christopher John Sykes
IRN CJS00053
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Christopher John Tait
IRN CJT01119
- CF21 Investment Adviser (4 Aug 2006 to 25 Aug 2006)
- CF22 Investment Adviser (Trainee) (15 Feb 2005 to 4 Aug 2006)
Christopher John Tinsley
IRN CJT00022
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher John White
IRN CJW00041
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2005)
Christopher John Wilde
IRN CJW00109
- CF21 Investment Adviser (11 Feb 2003 to 18 Jun 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2003)
Christopher Johnston Miller
IRN CJM01475
- SMF5 Head of Internal Audit (9 Dec 2019 to 24 May 2022)
- CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.