RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher John Goddard
IRN CJG00008
- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2004)
Christopher John Hill
IRN CJH00111
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
Christopher John Hudspith
IRN CJH01201
- CF30 Customer (17 Mar 2008 to 11 May 2009)
Christopher John Isaac
IRN CJI01016
- CF22 Investment Adviser (Trainee) (26 Apr 2005 to 21 Mar 2006)
Christopher John Kirkman
IRN CXK01144
- CF21 Investment Adviser (22 Mar 2004 to 2 Apr 2004)
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 22 Mar 2004)
Christopher John Lawson
IRN CJL00027
- CF22 Investment Adviser (Trainee) (10 Oct 2006 to 20 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 12 Jun 2002)
Christopher John Lay
IRN CJL00053
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Christopher John Machin
IRN CJM00055
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)
Christopher John Mercer
IRN CJM01364
- CF30 Customer (24 Apr 2008 to 30 Oct 2010)
Christopher John Mooney
IRN CJM00057
- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.