Christopher John Mercer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (2 Apr 2012 to 27 Dec 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (21 Feb 2012 to 1 Apr 2012)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (21 Feb 2012 to 27 Dec 2012)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (18 May 2011 to 28 Mar 2012)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (9 Nov 2010 to 10 Jun 2011)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (24 Apr 2008 to 30 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.