RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher David Hocknull
IRN CDH01083
- CF30 Customer (17 Feb 2009 to 29 Oct 2011)
Christopher David Jackson
IRN CDJ01037
- CF22 Investment Adviser (Trainee) (19 Jul 2006 to 15 May 2007)
Christopher David Jonathan Ford
IRN CDF01036
- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF22 Investment Adviser (Trainee) (20 Jul 2007 to 31 Oct 2007)
Christopher David Mason
IRN CDM00011
- CF30 Customer (1 Nov 2007 to 28 Mar 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher David Smith
IRN CDS00013
- CF22 Investment Adviser (Trainee) (6 Nov 2002 to 8 Nov 2002)
- CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2002)
Christopher David Taylor
IRN CDT00009
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
Christopher David Whyke
IRN CDW00019
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher David Wood
IRN CDW00041
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
Christopher Donald Benning
IRN CDB00018
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2006)
Christopher Dudley Leach
IRN CDL00014
- CF21 Investment Adviser (15 Jul 2003 to 28 May 2006)
- CF22 Investment Adviser (Trainee) (21 May 2003 to 15 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.