RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher Andrew Tompkins
IRN CAT00006
- CF30 Customer (28 Dec 2007 to 29 Oct 2011)
Christopher Anthony McBride
IRN CAM01173
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 29 Oct 2004)
Christopher Antony Campbell
IRN CAC01165
- CF30 Customer (1 Nov 2007 to 18 Jan 2008)
- CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)
Christopher Arthur Norsworthy
IRN CAN01027
- CF22 Investment Adviser (Trainee) (14 Nov 2003 to 31 Dec 2004)
Christopher Arthur Vallely
IRN CAV00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Dec 2001)
Christopher Aubrey Roach
IRN CAR00018
- CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2003)
Christopher Belford
IRN CXB01510
- CF21 Investment Adviser (1 Sep 2003 to 30 Aug 2005)
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 1 Sep 2003)
Christopher Brian Conway
IRN CBC01021
- CF21 Investment Adviser (22 Apr 2003 to 5 Mar 2004)
- CF22 Investment Adviser (Trainee) (25 Feb 2002 to 22 Apr 2003)
Christopher Brown
IRN CXB00088
- CF21 Investment Adviser (1 Dec 2001 to 13 May 2003)
Christopher Burden Honey
IRN CBH00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.