RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Aaron Conrad Couch
IRN ACC01116
- CF22 Investment Adviser (Trainee) (8 Nov 2005 to 15 Mar 2007)
Aaron David Christopher Sherrington
IRN ADS01120
- CF21 Investment Adviser (15 Jun 2004 to 25 Feb 2005)
- CF22 Investment Adviser (Trainee) (5 Aug 2003 to 15 Jun 2004)
Aaron Palmer
IRN AXP01526
- CF22 Investment Adviser (Trainee) (23 Sep 2003 to 2 Jan 2004)
Aaron Patrick Whelan
IRN APW01141
- CF30 Customer (6 Mar 2008 to 4 Jun 2009)
Abdul Hanan Asghar
IRN AHA01037
- CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- CF22 Investment Adviser (Trainee) (17 Aug 2006 to 31 Oct 2007)
Abdul Quayoum
IRN AXQ01040
- CF30 Customer (1 Nov 2007 to 19 Aug 2009)
- CF22 Investment Adviser (Trainee) (27 Nov 2006 to 31 Oct 2007)
Abdul Wahab
IRN AXW01518
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 30 Jul 2004)
Abdullah Mohammed Alam
IRN AMA01091
- CF22 Investment Adviser (Trainee) (1 Aug 2006 to 23 Apr 2007)
Abdus Shahid
IRN AXS01992
- CF21 Investment Adviser (20 Jan 2006 to 29 Sep 2006)
- CF22 Investment Adviser (Trainee) (10 Sep 2004 to 20 Jan 2006)
Abraham John Uys
IRN AJU01009
- CF22 Investment Adviser (Trainee) (12 May 2005 to 8 Dec 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.