This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

River Finance Limited

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FRN: 232265

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alan John Paske
IRN AJP01259
- (1)Employed By (30 Mar 2004 to 26 May 2006)
Angela Jane Vaughan
IRN AJV00003
- (4)Employed By (18 Jun 2004 to 26 May 2006)
Nigel Roger Lambert-Jones
IRN NRL00004
- (3)Employed By (26 Mar 2004 to 26 May 2006)
Sean Pledger
IRN SDP00029
- (2)Employed By (8 Jul 2004 to 4 Feb 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.