Sean Pledger

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (14 Sep 2016 to 17 Jul 2017)
Woodcote Wealth Management Ltd (no longer approved here)
FRN 485073
- Employed By (14 Sep 2016 to 17 Jul 2017)
NFU Mutual Select Investments Limited (no longer approved here)
FRN 582519
- CF30 Customer (1 Aug 2016 to 5 Sep 2016)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Feb 2005 to 5 Jan 2007)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF21 Investment Adviser (5 Jan 2007 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (23 Feb 2005 to 5 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.