RINGROSE GRIMSLEY LIMITED

Date authorised
1 April 2013
Companies House
04639327
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ringrose Grimsley Ltd
    The McQueen Building
    The Frankland Commerce Park
    Harrier Way
    Peterborough
    Cambridgeshire
    PE7 3NN
    UNITED KINGDOM
    Phone
    +441733232249
    Web
    https://www.rgl-ifa.co.uk

  • Complaints Contact

    Ringrose Grimsley Ltd
    Mcqueen Building
    1 The Frankland Commerce Park
    Harrier Way
    Peterborough
    Cambridgeshire
    PE7 3NN
    UNITED KINGDOM
    Phone
    +441733232249

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Ronald Munton

    IRN NRM00015

    • CF21 Investment Adviser (1 Dec 2003 to 24 Mar 2006)
  • Rachel Louise Spencer

    IRN RLS01082

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2024)
  • Robert Stubbs Scales McDonald

    IRN RXM00020

    • CF21 Investment Adviser (1 Dec 2003 to 21 Nov 2006)
  • Roger John Cooper

    IRN RJC00032

    • CF21 Investment Adviser (28 Jun 2005 to 30 Jun 2006)
  • Terence Ernest Grimsley

    IRN TEG00005

    • Responsible for Insurance Mediation (15 Apr 2010 to 31 Dec 2011)
    • CF30 Customer (20 Jan 2009 to 30 Dec 2009)
    • CF1 Director (1 Dec 2003 to 19 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2007)
  • Victor Sacks

    IRN VXS00006

    • CF30 Customer (4 Jan 2013 to 11 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Rachel Spencer (no longer appointed)

    FRN 442322 · Appointed 19 Jan 2017 · Until 20 Dec 2024

  • Kevin George Mann (no longer appointed)

    FRN 504614 · Appointed 6 Aug 2009 · Until 25 Dec 2012

  • Rachel Spencer (no longer appointed)

    FRN 442322 · Appointed 7 Jan 2008 · Until 23 Dec 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.