Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sense Network Limited
FRN 465124
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 17 Dec 2015)
- CF30 Customer (since 17 Dec 2015)
-
VS Associates Ltd
FRN 725170
- Employed By (since 17 Dec 2015)
-
- CF30 Customer (4 Jan 2013 to 11 Dec 2015)
-
- CF30 Customer (1 Nov 2007 to 28 Jun 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.