RICHDALE BROKERS AND FINANCIAL SERVICES LTD.

• Principal Place of Business

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402077818019

  Web

  https://www.richdale.co.uk

• Complaints Contact

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402077818019

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kay Louise Rose

  IRN KXA00094

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 18 Jun 2024)
• Keith Laurence Wilen

  IRN KXW00352

  • CF1 Director (AR) (since 20 Mar 2024)
• Kelly Yvonne Humpheryes

  IRN KXH00208

  • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 31 Oct 2022)
  • Appointed representative dealing with clients for which they require qualification (14 Sep 2020 to 31 Oct 2022)
• Kerra Demetria McDonough

  IRN KXM00453

  • CF1 Director (AR) (since 8 May 2022)
• Kunwar Sood

  IRN KXS00889

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2025)
  • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2025)
  • CF1 Director (AR) (since 28 Oct 2025)
• Lawrence T Greenberg

  IRN LXG00216

  • CF1 Director (AR) (since 20 Oct 2022)
• Liba Brenig

  IRN LXB00520

  • CF1 Director (AR) (11 Feb 2025 to 26 Feb 2026)
• Marcus Michael Docker

  IRN MMD01074

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2026)
  • Appointed representative dealing with clients for which they require qualification (1 Feb 2025 to 15 Apr 2026)
  • [FCA CF] Functions requiring qualifications (1 Feb 2025 to 15 Apr 2026)
  • CF1 Director (AR) (30 Dec 2024 to 15 Apr 2026)
• Mark Ashley Rogers

  IRN MXR00538

  • CF1 Director (AR) (since 5 May 2022)
• Mark Daysh

  IRN MXD10734

  • CF1 Director (AR) (28 Jul 2022 to 28 Mar 2023)

• Insurand Ltd (no longer appointed)

  FRN 911812 · Appointed 30 Jul 2019 · Until 19 Dec 2022

• Buyis Finance Ltd (no longer appointed)

  FRN 845404 · Appointed 5 Jul 2019 · Until 17 Feb 2020

• London Mortgage Partners Limited (no longer appointed)

  FRN 843573 · Appointed 6 Jun 2019 · Until 12 Jun 2020

• UK Sure Services Ltd (no longer appointed)

  FRN 843246 · Appointed 1 Jun 2019 · Until 30 Jun 2020

• Timothy Chan (no longer appointed)

  FRN 833714 · Appointed 14 Feb 2019 · Until 28 Feb 2020

• Arosh Finance Ltd (no longer appointed)

  FRN 828755 · Appointed 14 Dec 2018 · Until 26 Jan 2021

• Cover4U LTD (no longer appointed)

  FRN 827716 · Appointed 4 Dec 2018 · Until 5 Feb 2020

• A S Insure Ltd (no longer appointed)

  FRN 826479 · Appointed 20 Nov 2018 · Until 30 Sep 2020

• Huuti Ltd (no longer appointed)

  FRN 824712 · Appointed 1 Nov 2018 · Until 2 Sep 2019

• G&S Mortgages Ltd (no longer appointed)

  FRN 810366 · Appointed 31 May 2018 · Until 26 Jan 2021

No changes recorded yet.