Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RICHDALE BROKERS AND FINANCIAL SERVICES LTD.
FRN 769876
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Apr 2026)
- [FCA CF] Functions requiring qualifications (1 Feb 2025 to 15 Apr 2026)
- Appointed representative dealing with clients for which they require qualification (1 Feb 2025 to 15 Apr 2026)
- CF1 Director (AR) (30 Dec 2024 to 15 Apr 2026)
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- (1)Employed By (30 Dec 2024 to 15 Apr 2026)
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- CF1 Director (AR) (15 Aug 2021 to 17 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (16 Feb 2021 to 31 Jan 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
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- CF30 Customer (12 Jan 2017 to 4 Aug 2017)
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- Employed By (12 Jan 2017 to 4 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.