RHONE GROUP LLP

Date authorised
1 April 2013
Companies House
OC323649
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rhone Group
    40 Bruton Street
    London
    Westminster
    W1J 6QZ
    UNITED KINGDOM
    Phone
    +442074098232

  • Complaints Contact

    Rhone Group
    40 Bruton Street
    London
    Westminster
    W1J 6QZ
    UNITED KINGDOM
    Phone
    +442074098200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Palm Andersen

    IRN MPA01026

    • CF10 Compliance Oversight (23 Jul 2009 to 15 Sep 2011)
    • CF11 Money Laundering Reporting (23 Jul 2009 to 15 Sep 2011)
    • CF4 Partner (23 Jul 2009 to 26 Jun 2013)
    • CF30 Customer (10 Mar 2009 to 26 Jun 2013)
  • Nancy Carlin Cooper

    IRN NCC01037

    • CF4 Partner (3 Jan 2007 to 29 Nov 2019)
  • Patrick Christopher Mundt

    IRN PCM01083

    • SMF16 Compliance Oversight (since 26 Jul 2022)
    • SMF27 Partner (since 26 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 7 Apr 2022)
  • Robert Frank Agostinelli

    IRN RFA01015

    • CF4 Partner (3 Jan 2007 to 10 Aug 2008)
  • Sebastien Mazella Di Bosco

    IRN SXM02353

    • SMF27 Partner (25 Mar 2020 to 8 Jun 2021)
    • SMF16 Compliance Oversight (25 Mar 2020 to 8 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2020 to 8 Jun 2021)
    • CF30 Customer (28 Aug 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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