Patrick Christopher Mundt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RHONE GROUP LLP

    FRN 459919

    • SMF16 Compliance Oversight (since 26 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jul 2022)
    • SMF27 Partner (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 7 Apr 2022)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (16 Oct 2004 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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