RFC AMBRIAN LIMITED

Date authorised
1 April 2013
Companies House
04236075
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402034406800
    Web
    https://www.rfcambrian.com

  • Complaints Contact

    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402034406800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefan Murphy

    IRN SXM03149

    • CF3 Chief Executive (5 Aug 2014 to 29 Jul 2016)
    • CF1 Director (31 Jan 2014 to 19 Sep 2016)
    • CF30 Customer (31 Jan 2014 to 19 Sep 2016)
  • Stephanos Philippos Germenis

    IRN SPG01109

    • CF30 Customer (19 Mar 2008 to 4 Jul 2008)
  • Stephen Andrew Francavilla

    IRN SAF01125

    • CF30 Customer (27 May 2014 to 20 Nov 2015)
  • Stephen Charles Allen

    IRN SCA01051

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (14 Jul 2016 to 28 Apr 2017)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • Steven Lawrence Sharpe

    IRN SLS01077

    • CF23 Corporate Finance Adviser (15 Mar 2006 to 18 May 2006)
  • Stuart Robert Amor

    IRN SRA01048

    • CF30 Customer (25 May 2012 to 12 Oct 2015)
  • Taro Tim Kiley

    IRN TTK00003

    • CF30 Customer (17 Mar 2014 to 1 Jul 2014)
  • Thomas Benedict Gaffney

    IRN TGG01013

    • CF30 Customer (1 Nov 2007 to 23 Feb 2011)
    • CF23 Corporate Finance Adviser (20 May 2002 to 31 Oct 2007)
    • CF3 Chief Executive (20 May 2002 to 1 Oct 2009)
    • CF1 Director (20 May 2002 to 23 Feb 2011)
    • CF8 Apportionment and Oversight (20 May 2002 to 31 Oct 2007)
  • Thomas Charles George Horton

    IRN TCH01052

    • CF30 Customer (25 Nov 2010 to 6 Aug 2013)
  • Thomas Glen Feldmann

    IRN TGF01008

    • CF23 Corporate Finance Adviser (1 Aug 2002 to 19 Nov 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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