RFC AMBRIAN LIMITED

Date authorised
1 April 2013
Companies House
04236075
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402034406800
    Web
    https://www.rfcambrian.com

  • Complaints Contact

    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402034406800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Edward Goodman

    IRN TEG01018

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF23 Corporate Finance Adviser (21 Sep 2006 to 31 Oct 2007)
  • Vijay Tandon

    IRN VXT01053

    • CF30 Customer (26 Jan 2010 to 14 Jan 2011)
  • Werner Riding

    IRN WXR01096

    • CF30 Customer (27 May 2008 to 23 Aug 2011)
  • William Lawrence Banks

    IRN WLB01009

    • CF10 Compliance Oversight (20 May 2003 to 1 Feb 2005)
    • CF11 Money Laundering Reporting (20 May 2003 to 1 Feb 2005)
    • CF2 Non Executive Director (3 Jul 2002 to 23 Aug 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.