Date authorised
1 April 2013
Companies House
04217654
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442074569300
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442074569300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan David Thomas Hopkins

    IRN JDH01062

    • CF1 Director (1 Jun 2010 to 25 May 2016)
    • Responsible for Insurance Mediation (1 Jun 2010 to 25 May 2016)
    • CF29 Significant management (1 Jun 2010 to 25 May 2016)
  • Katherine Anne Cameron Snedden

    IRN KAS01114

    • SMF16 Compliance Oversight (23 Jul 2020 to 10 Jun 2022)
    • SMF3 Executive Director (23 Jul 2020 to 10 Jun 2022)
  • Kieran Anthony Sweeney

    IRN KXS00641

    • SMF9 Chair of the Governing Body (2 Feb 2024 to 18 Sep 2024)
  • Maria Victoria Martinez-Gallo

    IRN MVM01020

    • CF1 Director (1 Jun 2010 to 13 Mar 2016)
    • CF29 Significant management (1 Jun 2010 to 13 Mar 2016)
  • Mark Andrew Hudson

    IRN MAH01151

    • SMF3 Executive Director (since 1 Apr 2026)
    • SMF16 Compliance Oversight (30 Sep 2022 to 22 Nov 2022)
  • Matthew Adam Searby

    IRN MXS84781

    • Responsible for Insurance Distribution (27 Jul 2020 to 31 Jan 2025)
    • SMF3 Executive Director (27 Jul 2020 to 31 Jan 2025)
  • Michael John Owen Boniface

    IRN MJB01515

    • Responsible for Insurance Mediation (1 Apr 2017 to 31 Jul 2018)
    • CF3 Chief Executive (1 Apr 2017 to 31 Jul 2018)
  • Paul James Holland

    IRN PXH18575

    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2021 to 17 Jan 2024)
  • Paul John Kneafsey

    IRN PJK01091

    • SMF3 Executive Director (since 8 Feb 2025)
    • Responsible for Insurance Distribution (since 8 Feb 2025)
  • Paul Michael Philand

    IRN PMP01035

    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2017)
    • CF29 Significant management (1 Nov 2007 to 31 Jan 2017)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 31 Jan 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2017)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 31 Jan 2017)
    • CF1 Director (14 Jan 2005 to 31 Jan 2017)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.