Date authorised
1 April 2013
Companies House
04217654
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442074569300
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442074569300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter David Smith

    IRN PDS01196

    • CF1 Director (12 May 2016 to 1 Dec 2016)
  • Richard Malcolm Clapham

    IRN RMC01097

    • SMF9 Chair of the Governing Body (since 6 Nov 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Nov 2018)
    • Responsible for Insurance Mediation (16 Aug 2018 to 30 Sep 2018)
    • CF3 Chief Executive (16 Aug 2018 to 14 Nov 2018)
  • Stephen David Reid

    IRN SDR01086

    • CF1 Director (12 May 2016 to 30 Jun 2016)
  • Timothy Selwyn

    IRN TXS03672

    • SMF3 Executive Director (8 Aug 2021 to 17 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.