Date authorised
1 April 2013
Companies House
04217654
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442074569300
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442074569300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Dominic John Bucke Collins

    IRN ADC01129

    • CF1 Director (16 Oct 2018 to 7 Dec 2018)
  • Andrew Timothy Bastow

    IRN ATB01057

    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2020)
    • CF1 Director (12 May 2016 to 8 Dec 2019)
  • Angus Kenneth Cameron

    IRN AKC01014

    • CF1 Director (15 Dec 2016 to 1 Oct 2019)
  • Caroline Sarah Stone

    IRN CSS01068

    • SMF3 Executive Director (since 21 Dec 2022)
    • SMF16 Compliance Oversight (since 21 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2024 to 19 Jan 2026)
  • Daniel Oliver Prince

    IRN DXP00107

    • SMF1 Chief Executive (1 Mar 2021 to 31 Jan 2025)
    • SMF3 Executive Director (1 Mar 2021 to 31 Jan 2025)
    • Responsible for Insurance Distribution (1 Mar 2021 to 31 Jan 2025)
  • Darren Paul Wiltshire

    IRN DXW18845

    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2026)
    • CF1 Director (2 Oct 2019 to 8 Dec 2019)
  • Darren Peter Doherty

    IRN DPD01047

    • SMF9 Chair of the Governing Body (3 Mar 2021 to 25 May 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Mar 2021)
    • CF3 Chief Executive (13 Nov 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (13 Nov 2018 to 25 May 2023)
  • Elliot Richardson

    IRN EXR01263

    • CF1 Director (23 Nov 2018 to 1 Oct 2019)
  • Jae Lake

    IRN JXL00201

    • SMF3 Executive Director (11 Nov 2022 to 3 Aug 2023)
  • John Robert Jacklin

    IRN JRJ01070

    • CF1 Director (9 May 2017 to 13 Dec 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.