Resonance Impact Investment Limited

• Principal Place of Business

  The Great Barn

  5 Scarne Court

  Hurdon Road

  Launceston

  Cornwall

  PL15 9LR

  UNITED KINGDOM

  Phone

  +4407740112395

  Web

  https://www.resonance.ltd.uk

• Complaints Contact

  The Great Barn

  5 Scarne Court

  Hurdon Road

  Launceston

  Cornwall

  PL15 9LR

  UNITED KINGDOM

  Phone

  +4407740112395

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louise Anna Swinden

  IRN LXS00213

  • [FCA CF] Client dealing (since 6 Jan 2021)
• Lucinda Jane Dalziel

  IRN LJD01079

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2021)
  • SMF16 Compliance Oversight (since 10 Mar 2021)
• Martin James Chuter

  IRN MXC01180

  • [FCA CF] Client dealing (since 2 Aug 2024)
• Meena, Kannathal Manian

  IRN MKM01075

  • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
• Nicholas Robert Shapland

  IRN NXS00751

  • [FCA CF] Client dealing (since 9 Sep 2025)
• Oliver John Pollard

  IRN OJP01007

  • [FCA CF] Client dealing (3 Dec 2020 to 6 Jun 2025)
  • [FCA CF] Manager of certification employee (3 Dec 2020 to 6 Jun 2025)
• Robert James Paterson

  IRN RXP01823

  • CF2 Non Executive Director (30 May 2014 to 12 Nov 2014)
  • CF30 Customer (15 Feb 2013 to 15 May 2014)
  • CF1 Director (15 Feb 2013 to 15 May 2014)
• Sharon Joan Gorman

  IRN SXG00251

  • [FCA CF] Client dealing (since 3 Dec 2020)
  • [FCA CF] Manager of certification employee (since 3 Dec 2020)
• Simon Chisholm

  IRN SLC01044

  • [FCA CF] Client dealing (since 3 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 May 2022 to 10 May 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2021)
  • CF10 Compliance Oversight (11 Sep 2019 to 8 Dec 2019)
  • CF1 Director (15 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Feb 2013 to 2 Jan 2018)
• Steven John Gilmour

  IRN SXG00252

  • [FCA CF] Client dealing (3 Dec 2020 to 25 May 2021)

No changes recorded yet.