Simon Chisholm

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Resonance Impact Investment Limited

    FRN 588462

    • [FCA CF] Client dealing (since 3 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 May 2022 to 10 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2021)
    • CF10 Compliance Oversight (11 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2013 to 2 Jan 2018)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.