Renaissance Capital Limited

• Principal Place of Business

  2 Portman Street

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +4402070057777

  Web

  https://www.rencap.com

• Complaints Contact

  2 Portman Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +12035206385

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joel Esciua

  IRN JXE01114

  • CF30 Customer (1 Nov 2007 to 6 Jun 2012)
  • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
• John Alastair Jones

  IRN JAJ01046

  • [FCA CF] Client dealing (2 Feb 2022 to 31 Aug 2022)
• John Bates

  IRN JXB01504

  • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
  • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
• John Gerard Beveridge

  IRN JGB01088

  • CF9 EEA Investment Business Oversight (1 Dec 2002 to 1 Dec 2002)
  • CF1 Director (9 Apr 2002 to 31 May 2003)
  • CF3 Chief Executive (9 Apr 2002 to 31 May 2003)
  • CF8 Apportionment and Oversight (9 Apr 2002 to 31 May 2003)
• John Michael Lewin

  IRN JML01114

  • [FCA CF] Material risk taker (since 28 Feb 2022)
  • SMF9 Chair of the Governing Body (since 19 May 2020)
  • [FCA CF] Material risk taker (26 Mar 2021 to 10 Apr 2021)
  • [FCA CF] Significant management (26 Mar 2021 to 10 Apr 2021)
  • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2021)
  • CF1 Director (21 Feb 2018 to 8 Dec 2019)
  • CF28 Systems and controls (21 Feb 2018 to 8 Dec 2019)
• John Philip Monks

  IRN JPM01138

  • CF30 Customer (5 Aug 2010 to 11 Oct 2016)
• John Porter

  IRN JXP01238

  • [FCA CF] Client dealing (28 Feb 2021 to 31 Aug 2022)
  • CF30 Customer (29 Jan 2009 to 8 Dec 2019)
• Jonathan George Young

  IRN JGY00011

  • CF28 Systems and controls (27 Dec 2012 to 6 Sep 2013)
• Jonathan Segal

  IRN JLS01079

  • CF30 Customer (8 Sep 2011 to 14 Jun 2012)
• Jonathan Timothy Williams

  IRN JTW01029

  • CF30 Customer (20 Dec 2010 to 3 Oct 2011)

No changes recorded yet.