Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (28 May 2023 to 4 Jul 2024)
- [FCA CF] Material risk taker (18 Jan 2018 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2018 to 4 Jul 2024)
- [FCA CF] Client dealing (18 Jan 2018 to 4 Jul 2024)
- CF30 Customer (9 Jun 2014 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (28 May 2023 to 4 Jul 2024)
- [FCA CF] Client dealing (18 Jan 2018 to 4 Jul 2024)
- [FCA CF] Material risk taker (18 Jan 2018 to 4 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2018 to 4 Jul 2024)
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- CF30 Customer (8 Sep 2011 to 14 Jun 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.