Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Manager of certification employee (28 May 2023 to 4 Jul 2024)
    • [FCA CF] Material risk taker (18 Jan 2018 to 4 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2018 to 4 Jul 2024)
    • [FCA CF] Client dealing (18 Jan 2018 to 4 Jul 2024)
    • CF30 Customer (9 Jun 2014 to 6 Mar 2016)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (28 May 2023 to 4 Jul 2024)
    • [FCA CF] Client dealing (18 Jan 2018 to 4 Jul 2024)
    • [FCA CF] Material risk taker (18 Jan 2018 to 4 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2018 to 4 Jul 2024)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF30 Customer (8 Sep 2011 to 14 Jun 2012)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.