Regis Mutual Management Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Peter Kubik, Brian JohnsonUHY Hacker Young LLPQuadrant House4 Thomas More SquareLondonE1W 1YWUNITED KINGDOM
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Geoff Howsego
IRN GXH01900
- CF2 Non Executive Director (AR) (1 Jan 2018 to 5 Dec 2019)
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Geoffrey Gordon Dearing
IRN GGD01015
- CF1 Director (AR) (15 Jul 2014 to 14 Feb 2018)
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George Andrew Prescott
IRN GAP01043
- CF2 Non Executive Director (12 May 2008 to 28 Feb 2017)
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George Franklin Macaulay
IRN GFM01015
- CF2 Non Executive Director (AR) (18 Feb 2019 to 3 Sep 2019)
- CF1 Director (AR) (29 Oct 2008 to 18 Feb 2019)
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Gerald Joseph Ewing
IRN GJE01035
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2022)
- CF2 Non Executive Director (23 Sep 2008 to 8 Dec 2019)
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Gregory Mel LeGuier
IRN GML01072
- CF2 Non Executive Director (23 Sep 2008 to 13 Sep 2011)
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Helen Elizabeth Peckham
IRN HXP00089
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
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Helen Lynne Gardner
IRN HLG00013
- CF1 Director (AR) (6 Jun 2008 to 21 Mar 2012)
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Ian George Campbell
IRN IGC01010
- CF2 Non Executive Director (27 Nov 2014 to 3 Oct 2017)
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Ian John Rogers
IRN IXR09465
- CF2 Non Executive Director (AR) (1 Jan 2019 to 27 Sep 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Masonic Mutual Limited (no longer appointed)
FRN 625738 · Appointed 16 Jun 2014 · Until 9 Jul 2022
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The Military Mutual Limited (no longer appointed)
FRN 623886 · Appointed 21 May 2014 · Until 22 May 2019
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Full Circle Marine & Transport Underwriting Ltd (no longer appointed)
FRN 488316 · Appointed 2 Sep 2008 · Until 2 Apr 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.