This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Regal Financial Services Ltd

Watch for changes

FRN: 192074
Last scraped: 2 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Regal House

11-13 Albion place

Maidstone

Kent

ME14 5DY

UNITED KINGDOM

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard Montgomery Davies
IRN RMD00035
- (1)Employed By (18 Oct 2000 to 31 Dec 2001)
Robert Catchpole
IRN RXC00107
- (10)Employed By (24 Nov 2005 to 12 Apr 2006)
Sarah Louise Goddard
IRN SLG01030
- (2)Employed By (6 Feb 2002 to 8 Aug 2003)
Simon John Bridgland
IRN SJB00090
- (13)Employed By (25 May 2000 to 12 Sep 2003)
Steven Andrew Mineham
IRN SAM00072
- (16)Employed By (15 Jun 2001 to 31 Dec 2001)
Trudy Louise Chambers
IRN TLC00011
- (5)Employed By (17 Oct 2003 to 22 Dec 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.