Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (20 Oct 2020 to 31 Mar 2025)
    • CF1 Director (AR) (12 Oct 2020 to 31 Mar 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
    • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Mar 2006 to 14 May 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (7 Feb 2005 to 10 Feb 2006)
  • Simply Finance Ltd (no longer approved here)

    FRN 407478

    • (1)Employed By (7 Feb 2005 to 10 Feb 2006)
  • Regal Financial Services Ltd (no longer approved here)

    FRN 192074

    • (13)Employed By (25 May 2000 to 12 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at Simply Finance Ltd