Record Currency Management Limited

• Principal Place of Business

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

  Web

  https://www.recordfg.com

• Complaints Contact

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Creed

  IRN AXC00653

  • [FCA CF] Client dealing (since 3 Nov 2021)
• Andrew John Melville

  IRN AXM01415

  • CF30 Customer (since 13 Feb 2023)
• Andrey Rumyantsev

  IRN AXR01899

  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Manager of certification employee (1 Dec 2021 to 30 Nov 2025)
  • CF30 Customer (17 Aug 2009 to 8 Dec 2019)
• Antony Beal

  IRN AHB01080

  • CF29 Significant management (7 May 2013 to 27 Nov 2013)
  • CF30 Customer (15 Dec 2010 to 27 Nov 2013)
  • CF1 Director (11 Jul 2007 to 20 Jun 2008)
  • CF10 Compliance Oversight (11 Jul 2007 to 14 Dec 2010)
  • CF11 Money Laundering Reporting (11 Jul 2007 to 14 Dec 2010)
• Ben Adams

  IRN BXA00188

  • [FCA CF] Client dealing (since 1 Dec 2022)
• Bhavesh Trivedi

  IRN BXT01197

  • CF30 Customer (3 Oct 2008 to 25 Nov 2016)
• Bob Frederik Aubert, Marie Noyen

  IRN BFN01003

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (10 Jan 2006 to 31 Oct 2007)
  • CF3 Chief Executive (10 Jan 2006 to 10 Jan 2006)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Canberk Yalcin

  IRN CXY00044

  • [FCA CF] Client dealing (since 11 Apr 2022)
• Carl Beckley

  IRN CCB01073

  • [FCA CF] Manager of certification employee (since 8 Aug 2022)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 1 Apr 2011)
  • CF1 Director (19 Jun 2006 to 20 Jun 2008)
  • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
  • CF27 Investment Management (19 Jun 2006 to 31 Oct 2007)
• Caroline Ann Scollan

  IRN CAS01088

  • CF30 Customer (1 Nov 2007 to 31 May 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Block Scholes Ltd

  FRN 989043 · Appointed 20 Dec 2022 · Tied agent

• Michele Giuseppe Di Stefano (no longer appointed)

  FRN 582325 · Appointed 31 May 2012 · Until 29 Apr 2016

No changes recorded yet.