Date authorised
1 April 2013
Companies House
07860886
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +4408000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Wasteney

    IRN CXW26362

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2025)
  • Clare Seagroatt

    IRN CXS00476

    • [FCA CF] Functions requiring qualifications (12 Aug 2024 to 30 Sep 2025)
  • Craig Douglas Hamilton

    IRN CXH23992

    • SMF16 Compliance Oversight (27 Mar 2023 to 3 Feb 2025)
  • Damon Girling

    IRN DXG26365

    • [FCA CF] Significant management (9 Dec 2019 to 25 Jun 2024)
  • Daniel Whitmarsh

    IRN DXW77318

    • [FCA CF] Functions requiring qualifications (18 Dec 2019 to 1 Apr 2022)
  • David Beyer

    IRN DXB26368

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2023)
  • David Brayley

    IRN DXB54437

    • [FCA CF] Significant management (since 1 Oct 2020)
  • David Griffett

    IRN DXG26356

    • [FCA CF] Manager of certification employee (10 Jun 2024 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • David Harrison

    IRN DJH01511

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
    • CF28 Systems and controls (3 Feb 2016 to 8 Dec 2019)
  • David Nicholas Woollett

    IRN DNW01020

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.