Date authorised
1 April 2013
Companies House
07860886
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +4408000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Hill

    IRN AXH26390

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2024)
  • Andrew Kerr

    IRN AXK01101

    • [FCA CF] Significant management (9 Dec 2019 to 16 Apr 2021)
  • Andrew Murray

    IRN AXM26385

    • [FCA CF] Significant management (9 Dec 2019 to 12 Oct 2021)
  • Andrew Thacker

    IRN AXT00273

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2022)
  • Andy White

    IRN AXW56186

    • [FCA CF] Significant management (4 May 2021 to 30 Jun 2023)
  • Angela Harris

    IRN AXH08485

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2021)
  • Angela Susan Dixon

    IRN ASD01077

    • CF11 Money Laundering Reporting (6 Mar 2013 to 1 Sep 2018)
    • CF10 Compliance Oversight (18 Apr 2012 to 1 Sep 2018)
  • Ann Oborn

    IRN AXO00194

    • [FCA CF] Functions requiring qualifications (3 May 2022 to 23 Jul 2023)
  • Anna Wyse

    IRN AXW26399

    • [FCA CF] Significant management (12 Apr 2021 to 5 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Apr 2021)
  • Annabel Abell

    IRN AXM14419

    • SMF3 Executive Director (7 Aug 2023 to 29 Aug 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2023)
    • CF29 Significant management (18 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.