Date authorised
1 April 2013
Companies House
00482966
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Grosvenor Street
    London
    W1K 3JP
    UNITED KINGDOM
    Phone
    +4402073125560
  • Complaints Contact

    70 Grosvenor Street
    London
    W1K 3JP
    UNITED KINGDOM
    Phone
    +4402073125583

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amelia Bright

    IRN AXS04878

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jul 2021)
    • CF2 Non Executive Director (19 Jul 2018 to 8 Dec 2019)
  • Anthony Piers Latham

    IRN APL01040

    • CF2 Non Executive Director (30 Jan 2008 to 31 Dec 2009)
  • Colin John Redman

    IRN CJR01119

    • CF1 Director (14 Jan 2005 to 26 May 2006)
  • Douglas Crichton

    IRN DXC00260

    • Director of firm who is not a certification employee or a SMF manager (since 23 Oct 2020)
  • Emma Halford

    IRN EXH01250

    • SMF3 Executive Director (9 Dec 2019 to 8 May 2024)
    • CF1 Director (13 Aug 2008 to 8 Dec 2019)
  • Gary John Duggan

    IRN GJD01052

    • Director of firm who is not a certification employee or a SMF manager (since 20 May 2024)
  • Gavin Patrick Collery

    IRN GPC01088

    • SMF3 Executive Director (since 16 Nov 2023)
  • Giles Clarke

    IRN GXC01597

    • CF2 Non Executive Director (12 Dec 2008 to 7 Nov 2013)
  • Graham Alexander Edward Salmon

    IRN GAS01081

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Joanne Riddick Musselle

    IRN JRM01307

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (21 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.