Date authorised
1 April 2013
Companies House
00482966
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Grosvenor Street
    London
    W1K 3JP
    UNITED KINGDOM
    Phone
    +4402073125560
  • Complaints Contact

    70 Grosvenor Street
    London
    W1K 3JP
    UNITED KINGDOM
    Phone
    +4402073125583

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Dilley

    IRN JXD00577

    • Responsible for Insurance Distribution (since 14 Apr 2022)
    • SMF1 Chief Executive (since 14 Apr 2022)
    • SMF3 Executive Director (since 14 Apr 2022)
  • Jonathan Osborne Hagger

    IRN JOH01011

    • CF1 Director (14 Jan 2005 to 31 Dec 2013)
  • Karen Mary Watson

    IRN KMW01049

    • CF13 Finance (14 Jan 2005 to 5 Oct 2006)
  • Lucy Hackett

    IRN LXH01271

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Michael Henry Lamb

    IRN MHL01028

    • CF2 Non Executive Director (14 Jan 2005 to 15 May 2013)
  • Nicholas Richard Scarles

    IRN NRS01058

    • SMF9 Chair of the Governing Body (since 28 Jan 2021)
    • CF2 Non Executive Director (3 Apr 2019 to 8 Dec 2019)
  • Oliver Hugh Craig Morton

    IRN OHM01000

    • SMF3 Executive Director (9 Dec 2019 to 15 Jul 2022)
    • CF1 Director (3 Jul 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (8 Nov 2006 to 31 Oct 2007)
  • Peter Lawrence Doyle

    IRN PLD01031

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (5 Jul 2010 to 8 Dec 2019)
  • Raymond Charles Williams

    IRN RCW01070

    • CF1 Director (14 Jan 2005 to 23 Feb 2009)
  • Richard Elliott

    IRN RXE01282

    • CF2 Non Executive Director (3 Jun 2013 to 27 Feb 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.