RCC Business Mortgages plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

John Mitchell
IRN JXM03583
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2023)
- SMF16 Compliance Oversight (since 3 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (25 Jun 2018 to 30 Sep 2018)
- CF1 Director (23 Nov 2015 to 8 Dec 2019)
Lawrence Roberts
IRN LXR00261
- Director of firm who is not a certification employee or a SMF manager (since 28 Apr 2023)
Mark Andrew Craigen
IRN MAC01460
- SMF3 Executive Director (9 Dec 2019 to 8 Jan 2021)
- CF1 Director (18 Jun 2018 to 8 Dec 2019)
Nicholas Baker
IRN NXB01838
- Responsible for Insurance Mediation (27 Apr 2016 to 25 Jun 2018)
- CF1 Director (23 Nov 2015 to 25 Jun 2018)
Ram Kakar
IRN RXK00525
- Director of firm who is not a certification employee or a SMF manager (since 2 Apr 2025)
Shaun Watts
IRN SXW10747
- Director of firm who is not a certification employee or a SMF manager (since 19 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (6 Feb 2019 to 8 Dec 2019)
Simon James Hawkins
IRN SJH01448
- Director of firm who is not a certification employee or a SMF manager (since 19 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (23 Nov 2015 to 8 Dec 2019)
Stuart John Pawelczyk
IRN SJP01405
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (14 Feb 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.