Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RCC Business Mortgages plc
FRN 709982
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2023)
- SMF16 Compliance Oversight (since 3 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (25 Jun 2018 to 30 Sep 2018)
- CF1 Director (23 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.