RBA Wealth Management Ltd

FRN: 484787
Companies House: 10739705
Last scraped: 17 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Charles House

23 High Street

Uttoxeter

Staffordshire

ST14 7HN

UNITED KINGDOM

Phone

+4401889568444

Web

https://www.rbawealthmanagement.com

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard Peter Ormiston
IRN RXO00182
- (4)Employed By (since 18 Feb 2025)
Robert Charles Brown
IRN RCB00029
- (4)Employed By (9 Sep 2008 to 30 Sep 2012)
Sarah Elizabeth van Kouteren
IRN SEE01044
- (9)Employed By (15 Mar 2016 to 18 Sep 2024)
Simon Robert Francis
IRN SXF00384
- (5)Employed By (since 14 Feb 2023)
Timothy James Warner
IRN TJW01150
- (1)Employed By (2 Jul 2008 to 28 May 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.