Timothy James Warner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ernest Grant Ltd (no longer approved here)
FRN 568558
- (1)Employed By (3 Feb 2012 to 21 Dec 2012)
Investment Sense Ltd (no longer approved here)
FRN 515511
- (4)Employed By (1 Nov 2011 to 1 May 2012)
Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (7 Jun 2010 to 21 Dec 2012)
RBA Wealth Management Ltd (no longer approved here)
FRN 484787
- (1)Employed By (2 Jul 2008 to 28 May 2010)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 28 May 2010)
- CF22 Investment Adviser (Trainee) (2 Aug 2007 to 31 Oct 2007)
The RBA Consultancy (no longer approved here)
FRN 401104
- Employed By (2 Aug 2007 to 2 Jul 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.