RAVENSTONE FINANCIAL MANAGEMENT LTD.

• Principal Place of Business

  Ravenstone Financial Management Ltd

  Menteith House

  29 Park Circus

  Glasgow

  Glasgow City

  G3 6AP

  UNITED KINGDOM

  Phone

  +441413547940

  Web

  https://www.ravenstoneifa.co.uk

• Complaints Contact

  Ravenstone Financial Management Ltd

  Menteith House

  29 Park Circus

  Glasgow

  Glasgow City

  G3 6AP

  UNITED KINGDOM

  Phone

  +4407711371976

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan McAneney

  IRN JXM00367

  • CF21 Investment Adviser (9 May 2002 to 26 Sep 2003)
• Mark Buchanan

  IRN MXB00193

  • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
  • CF21 Investment Adviser (9 May 2002 to 31 Oct 2007)
• Matthew Wilson Smith

  IRN MWS00020

  • CF24 Pension Transfer Specialist (11 Jun 2002 to 28 Apr 2003)
  • CF21 Investment Adviser (9 May 2002 to 28 Apr 2003)
• Neil Caraher

  IRN NXC00014

  • CF24 Pension Transfer Specialist (12 Oct 2002 to 6 Jun 2003)
  • CF21 Investment Adviser (9 May 2002 to 6 Jun 2003)
• Norman Alastair Milne

  IRN NAM00005

  • CF30 Customer (1 Nov 2007 to 28 Nov 2019)
  • CF21 Investment Adviser (14 Oct 2002 to 31 Oct 2007)
• Norman Russell Jack

  IRN NRJ00011

  • [FCA CF] Functions requiring qualifications (29 Oct 2020 to 1 Aug 2024)
  • [FCA CF] Client dealing (29 Oct 2020 to 1 Aug 2024)
  • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
• Richard Evans

  IRN RXE00114

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2022)
  • [FCA CF] Client dealing (since 25 Jul 2022)
• Robin James Purdie

  IRN RJP00091

  • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
  • CF21 Investment Adviser (9 May 2002 to 31 Oct 2007)
• Scott Peter Edwards

  IRN SPE00009

  • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
  • CF21 Investment Adviser (9 May 2002 to 31 Oct 2007)
• Simon Ian Wigglesworth

  IRN SIW00004

  • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
  • CF21 Investment Adviser (9 May 2002 to 31 Oct 2007)

• Ravenstone Mortgages Limited (no longer appointed)

  FRN 409154 · Appointed 31 Oct 2004 · Until 24 Apr 2007

No changes recorded yet.