Railway Enginemen's Assurance Society Limited

• Principal Place of Business

  727 Washwood Heath Road

  Ward End

  Birmingham

  West Midlands

  B8 2LE

  UNITED KINGDOM

  Phone

  +4401213271027

  Web

  https://www.enginemens.co.uk

• Complaints Contact

  727 Washwood Heath Road

  Ward End

  Birmingham

  West Midlands

  B8 2LE

  UNITED KINGDOM

  Phone

  +4401213271027

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Permanent health

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  • · Long-term insurance business restricted to business carried on in England, Wales and Scotland.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Permanent health

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  • · Long-term insurance business restricted to business carried on in England, Wales and Scotland.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Leddington

  IRN RXL01149

  • SIMF1 Chief Executive Function (7 Mar 2016 to 27 Feb 2017)
  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 27 Feb 2017)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 1 Dec 2012)
  • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Jun 2017)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Mar 2016)
  • CF10 Compliance Oversight (1 Dec 2001 to 28 Jun 2017)
• Robert Stevens

  IRN RXS00119

  • CF30 Customer (12 Aug 2009 to 28 Feb 2012)
• Robert Terence Brushfield-Hodges

  IRN RTB01056

  • CF2 Non Executive Director (23 Jun 2014 to 6 Mar 2016)
• Robert William John Peacock

  IRN RWP00013

  • CF30 Customer (23 Jan 2009 to 24 Jun 2010)
• Roger George Frier

  IRN RGF00006

  • CF2 Non Executive Director (6 Dec 2010 to 6 Mar 2016)
• Roy Alexander Hutchinson

  IRN RAH01255

  • CF30 Customer (13 Oct 2008 to 22 May 2009)
• Simon Lester Jeffery

  IRN SXJ00551

  • SMF15 Chair of With Profits Committee (since 24 Feb 2025)
• Stephen Dixon

  IRN SWD01027

  • CF12A With-Profits Actuary (1 Jan 2012 to 12 Jun 2014)
  • CF12 Actuarial (1 Jan 2012 to 12 Jun 2014)
• Stephen John Ainsworth

  IRN SJA00003

  • CF12 Actuarial (1 Dec 2001 to 29 Jan 2002)
• Timothy Michael Reiffer

  IRN TMR01034

  • CF30 Customer (1 Nov 2007 to 1 Dec 2012)
  • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)

No changes recorded yet.