R.A. COWEN & PARTNERS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Inbro HouseCommercial GateMansfieldNottinghamshireNG18 1EUUNITED KINGDOM- Phone
- +441623649931
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Complaints Contact
Inbro HouseCommercial GateMansfieldNottinghamshireNG18 1EUUNITED KINGDOM- Phone
- +441623649931
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Kuchta
IRN DXK07407
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Nov 2018 to 8 Dec 2019)
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Declan Barry Shaw
IRN DXS00693
- SMF3 Executive Director (since 23 Sep 2022)
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Karl Andrew Sutcliffe
IRN KXS00139
- SMF3 Executive Director (since 6 Oct 2022)
- [FCA CF] Significant management (9 Dec 2019 to 6 Oct 2022)
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Mark Robert Wilson
IRN MXW00208
- Responsible for Insurance Distribution (since 28 Mar 2024)
- SMF3 Executive Director (since 6 Sep 2022)
- [FCA CF] Significant management (9 Dec 2019 to 6 Sep 2022)
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Paul Andrew Chaplin
IRN PAC01235
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Mar 2024)
- Responsible for Insurance Mediation (13 May 2016 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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Phillip Scott
IRN PXS01642
- CF29 Significant management (1 Nov 2007 to 31 Mar 2016)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2016)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
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Slavomir Kuchta
IRN SXK00019
- CF1 Director (14 Jan 2005 to 12 Nov 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
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Stefan Kuchta
IRN SXK07410
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Nov 2018 to 8 Dec 2019)
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Stuart Williams
IRN SXW01553
- CF1 Director (14 Jan 2005 to 23 Mar 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Richard Purseglove & Gemma Hutchinson (no longer appointed)
FRN 800462 · Appointed 1 Feb 2018 · Until 8 Nov 2019
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The Mortgage Doctors Ltd (no longer appointed)
FRN 409367 · Appointed 5 Jul 2017 · Until 17 Nov 2017
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C&L Associates UK Limited (no longer appointed)
FRN 610711 · Appointed 1 Dec 2016 · Until 19 Nov 2021
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Maple Business Advisers Ltd (no longer appointed)
FRN 629910 · Appointed 7 Aug 2014 · Until 12 Nov 2018
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Bradshaw Doody & Co Ltd (no longer appointed)
FRN 623703 · Appointed 19 May 2014 · Until 12 Nov 2018
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Maple Wealth Management Ltd (no longer appointed)
FRN 538479 · Appointed 28 Apr 2011 · Until 10 Jul 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.