Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cowens Employee Benefits Ltd
FRN 603624
- (2)Employed By (since 7 Jul 2022)
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- CF1 Director (AR) (since 31 May 2022)
- Director of firm who is not a certification employee or a SMF manager (since 1 May 2020)
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Cowens Mortgage Solutions Limited
FRN 967252
- (3)Employed By (since 31 May 2022)
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R.A. COWEN & PARTNERS LIMITED
FRN 309587
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Mar 2024)
- Responsible for Insurance Mediation (13 May 2016 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Cowens Mortgage Solutions Limited
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controlled function added: (3)Employed By at Cowens Mortgage Solutions Limited
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controlled function removed: Employed By at Cowens Employee Benefits Ltd
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controlled function added: (2)Employed By at Cowens Employee Benefits Ltd