QUILTER WEALTH LIMITED

FRN: 217742
Date authorised: 1 April 2013
Companies House: 04500273
Last scraped: 1 day ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate

For Retail (Investment), Professional
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Shirley Margaret Burns
IRN SMS00004
- (429)CF30 Customer (3 Jan 2009 to 31 Aug 2014)
Shona Barr
IRN SXB02186
- (888)CF30 Customer (22 Sep 2008 to 8 Sep 2010)
Sidney Ferdinando Court
IRN SFC00004
- (230)CF30 Customer (1 Nov 2007 to 22 Dec 2012)
- (232)CF1 Director (AR) (21 Jan 2005 to 22 Dec 2012)
- (231)CF21 Investment Adviser (21 Jan 2005 to 31 Oct 2007)
Silvano De Blasi
IRN SXD00062
- (1959)CF30 Customer (2 Apr 2012 to 18 Jul 2012)
Simms Raymond
IRN SXR00012
- (2102)CF30 Customer (26 Apr 2013 to 12 Dec 2013)
Simon Ashley Blanchard
IRN SAB00016
- (1123)CF30 Customer (14 Oct 2014 to 11 Nov 2015)
Simon Boultwood
IRN SXB00003
- (974)CF4 Partner (AR) (1 Mar 2010 to 20 Feb 2013)
Simon Casserley - Gore
IRN SXC01858
- (796)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 3 Nov 2023)
- (795)[FCA CF] Client dealing (1 Sep 2020 to 3 Nov 2023)
Simon Charles Finn
IRN SCF00006
- (1223)CF30 Customer (2 Nov 2012 to 29 Jan 2018)
Simon Charles Smith
IRN SCS00014
- (1384)CF30 Customer (8 Oct 2012 to 10 Jun 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Blue Line Financial Services (no longer appointed)
FRN 461858 · Appointed 27 Dec 2006 · Until 28 Jan 2011
Ketan Patel (no longer appointed)
FRN 461299 · Appointed 13 Dec 2006 · Until 30 Jan 2023
Riversdale Financial Planning Ltd (no longer appointed)
FRN 219593 · Appointed 11 Dec 2006 · Until 23 Aug 2007
Pure Financial Services Ltd (no longer appointed)
FRN 461173 · Appointed 11 Dec 2006 · Until 4 Dec 2025
Onestopinsure Ltd (no longer appointed)
FRN 459786 · Appointed 7 Nov 2006 · Until 16 Jun 2008
Simplicity Financial Services Limited (no longer appointed)
FRN 412774 · Appointed 31 Oct 2006 · Until 13 Nov 2006
Kevin Thomas Dawson (no longer appointed)
FRN 457425 · Appointed 19 Sep 2006 · Until 31 Dec 2012
SJP Financial Services Ltd (no longer appointed)
FRN 457388 · Appointed 18 Sep 2006 · Until 28 Feb 2017
Highcross Insurance & Finance (no longer appointed)
FRN 457387 · Appointed 18 Sep 2006 · Until 30 Jan 2008
Rochford Financial Services (no longer appointed)
FRN 457126 · Appointed 13 Sep 2006 · Until 27 May 2022

Recent activity

Updates to this firm's record on the FCA register.

1 day ago
trading name added: Mint Wealth Management
1 day ago
trading name added: Mint Wealth Advisers
1 day ago
trading name added: Mint Financial Services Limited
1 day ago
trading name added: Intrinsic Wealth Limited
1 day ago
trading name added: Intrinsic Independent Limited
1 day ago
permission removed: CBTL Effective Date
1 day ago
permission removed: CBTL Status
1 day ago
controlled function added: (488)SMF11 Chair of the Audit Committee
1 day ago
controlled function added: (487)SMF1 Chief Executive
1 day ago
controlled function added: (486)SMF2 Chief Finance

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.