QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Hooper

    IRN JXH00248

    • Appointed representative dealing with clients for which they require qualification (11 Feb 2022 to 19 Oct 2023)
    • CF30 Customer (29 Sep 2021 to 19 Oct 2023)
  • James Kirby

    IRN JXK00295

    • Appointed representative dealing with clients for which they require qualification (18 Jun 2021 to 7 Mar 2023)
  • James McMeel

    IRN JPM00092

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • James Morton

    IRN JXM00282

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2021)
  • James Moss

    IRN JXM02115

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 4 Jul 2022)
  • James Patrick Dunne

    IRN JPD00027

    • CF30 Customer (5 Feb 2009 to 28 Jul 2009)
    • CF21 Investment Adviser (5 Sep 2006 to 28 Jun 2007)
    • CF1 Director (AR) (5 Sep 2006 to 28 Feb 2010)
  • James Patrick Kennedy

    IRN JPK00008

    • CF30 Customer (19 Nov 2014 to 6 Dec 2017)
    • CF4 Partner (AR) (6 Mar 2014 to 21 Mar 2014)
    • CF1 Director (AR) (7 Nov 2002 to 21 Jan 2019)
  • James Peter Lambert

    IRN JPL00005

    • CF1 Director (AR) (2 Apr 2012 to 28 Mar 2013)
    • CF30 Customer (2 Apr 2012 to 28 Mar 2013)
  • James Robert Tarry

    IRN JRT01122

    • CF30 Customer (2 Apr 2012 to 9 May 2016)
  • James Ryan Bulman

    IRN JRB01342

    • CF30 Customer (17 Apr 2013 to 3 Mar 2014)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.