James Ryan Bulman

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMITH & PINCHING FINANCIAL SERVICES LIMITED

    FRN 186616

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsible for Insurance Distribution (since 11 Mar 2024)
    • Responsibility for MCD Intermediation (since 11 Mar 2024)
    • SMF3 Executive Director (since 11 Mar 2024)
    • CF1 Director (AR) (since 24 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 3 Mar 2014)
  • OVERBURYS FINANCIAL SERVICES LIMITED

    FRN 537653

    • (1)Employed By (since 20 Jan 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (17 Apr 2013 to 3 Mar 2014)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (17 Apr 2013 to 3 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.