QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Fagence

  IRN LXF00027

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 22 Mar 2023)
  • CF30 Customer (since 6 Mar 2023)
• Lyndon Jacob Taylor

  IRN LXT28536

  • Appointed representative dealing with clients for which they require qualification (17 Feb 2023 to 4 Dec 2025)
  • CF30 Customer (2 Apr 2020 to 4 Dec 2025)
• Lynn Clifford Workman

  IRN LCW00009

  • CF30 Customer (2 Apr 2012 to 23 Apr 2013)
• Lynne Campbell-Baker

  IRN LXC00058

  • CF30 Customer (19 Apr 2010 to 7 Jun 2014)
  • CF1 Director (AR) (19 Apr 2010 to 7 Jun 2014)
• Lynne Joyce Woodward

  IRN LJW00032

  • CF1 Director (AR) (14 Feb 2014 to 28 May 2021)
• Lynsey Cable

  IRN LXC01488

  • CF4 Partner (AR) (20 Oct 2010 to 19 Dec 2011)
• Lynsey Storey

  IRN LXO00020

  • [FCA CF] Manager of certification employee (since 1 Sep 2020)
• Mahendra Dhulabhai Patel

  IRN MXP00101

  • CF30 Customer (1 Nov 2007 to 11 Aug 2014)
  • CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
• Mahendra Parbhubhai Patel

  IRN MPP00007

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (30 Jul 2003 to 31 Oct 2007)
• Mairaide Stanley

  IRN MNS01031

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2023)
  • CF1 Director (AR) (since 17 May 2013)

• Peter Robin Hawkins (no longer appointed)

  FRN 186308 · Appointed 17 Sep 2012 · Until 8 Apr 2016

• BHW Financial Services Limited (no longer appointed)

  FRN 585639 · Appointed 5 Sep 2012 · Until 20 Apr 2015

• Colville Hartley & Parsons Financial Services Ltd (no longer appointed)

  FRN 585900 · Appointed 31 Aug 2012 · Until 10 Feb 2021

• Brian Meehan (no longer appointed)

  FRN 587077 · Appointed 29 Aug 2012 · Until 27 Nov 2020

• Carol Boddie (no longer appointed)

  FRN 229896 · Appointed 22 Aug 2012 · Until 25 Feb 2013

• Invest Northern Counties Ltd (no longer appointed)

  FRN 586447 · Appointed 16 Aug 2012 · Until 28 Oct 2014

• The Financial Changing Rooms Limited (no longer appointed)

  FRN 211415 · Appointed 10 Aug 2012 · Until 31 Dec 2013

• The Aaron Partnership (no longer appointed)

  FRN 229874 · Appointed 9 Aug 2012 · Until 4 Aug 2020

• Gary Walker (no longer appointed)

  FRN 586089 · Appointed 9 Aug 2012 · Until 5 Oct 2019

• Sovereign Wealth Advisory Limited (no longer appointed)

  FRN 584609 · Appointed 8 Aug 2012 · Until 30 Sep 2013

No changes recorded yet.