QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sami Henri Kouchakji

  IRN SHK01018

  • CF21 Investment Adviser (9 Aug 2004 to 5 Jul 2005)
• Samson Godfri Gnanasegaran

  IRN SXG00139

  • Appointed representative dealing with clients for which they require qualification (21 Aug 2020 to 25 Jan 2021)
• Samuel Barr-Worsfold

  IRN SXB03770

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jan 2022)
  • CF30 Customer (6 Jul 2018 to 4 Aug 2021)
• Samuel Bryans

  IRN SCB00012

  • CF30 Customer (22 May 2013 to 2 Feb 2014)
  • CF1 Director (AR) (22 May 2013 to 2 Feb 2014)
• Samuel James Womersley

  IRN SXW81041

  • CF30 Customer (22 Aug 2022 to 6 Sep 2022)
• Samuel Mather-Holgate

  IRN SXM02294

  • CF30 Customer (2 Apr 2012 to 17 Mar 2015)
• Samuel Robert Knight

  IRN SXK00141

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • Appointed representative dealing with clients for which they require qualification (since 5 Jul 2023)
  • CF1 Director (AR) (since 17 Jun 2021)
  • CF30 Customer (since 2 Feb 2021)
• Sandeep Kumar Dhir

  IRN SKD01019

  • CF30 Customer (12 Jun 2009 to 7 Aug 2009)
• Sandra Anne Miller

  IRN SAM00022

  • CF30 Customer (3 Jan 2013 to 31 Jan 2018)
• Sandra Ellis

  IRN SXE00053

  • [FCA CF] Manager of certification employee (since 1 Sep 2020)

• Ashley Law Bromsgrove Ltd (no longer appointed)

  FRN 607985 · Appointed 24 Oct 2013 · Until 24 Mar 2023

• Advies Private Clients LLP (no longer appointed)

  FRN 608366 · Appointed 8 Oct 2013 · Until 9 Apr 2021

• Workplace Advice Wealth Management Ltd (no longer appointed)

  FRN 608269 · Appointed 4 Oct 2013 · Until 2 Mar 2021

• Charles Derby Private Clients Ltd (no longer appointed)

  FRN 608110 · Appointed 2 Oct 2013 · Until 8 Apr 2020

• Ashley Law Bromsgrove Ltd (no longer appointed)

  FRN 607985 · Appointed 1 Oct 2013 · Until 16 Oct 2013

• MRBH Ltd (no longer appointed)

  FRN 607364 · Appointed 16 Sep 2013 · Until 18 Sep 2020

• Suresh Shah (no longer appointed)

  FRN 607262 · Appointed 12 Sep 2013 · Until 31 Dec 2013

• Peter Robinson (no longer appointed)

  FRN 606757 · Appointed 4 Sep 2013 · Until 13 Dec 2016

• Robert Thomson (no longer appointed)

  FRN 605751 · Appointed 20 Aug 2013 · Until 26 Nov 2020

• Paul Andrew Collins (no longer appointed)

  FRN 605753 · Appointed 13 Aug 2013 · Until 18 Sep 2013

No changes recorded yet.